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| Steven J Decicco | Md, chief financial officer | 1 Feb 2008 | Other | 3240084 |
| Richard Joseph Tavoso | Md, head of global arbitrage trading | 1 Feb 2008 | Other | 1957029 |
| V. Troy Maxwell | Non employee board member | 1 Feb 2008 | Other | 5497651 |
| Alex Douglas Mr. Mcgregor | Non employee board member | 1 Feb 2008 | Other | 4715919 |
| Mary Ellen Zimmer | Evp, board member | 1 Feb 2008 | Other | 2455924 |
| Thomas Bryan Donovan | Managing director, chief operations officer | 1 Feb 2008 | Other | 860963 |
| Melville George Lewis | Non employee board member | 1 Feb 2008 | Other | 5497649 |
| Bryan Kenneth Osmar | Non employee board member | 1 Feb 2008 | Other | 5497648 |
| Michael Robert Kavanagh | Evp, cao, rbc wealth management & board member | 1 Feb 2009 | Other | 1021014 |
| Mark Allan Standish | Chairman of the board | 1 Feb 2009 | Other | 2223303 |
| Howard R Plotkin | Md, chief compliance officer | 1 Jan 2010 | Other | 1970722 |
| Richard Troy Chase | General counsel | 1 Jan 2010 | Other | 2949113 |
| Joseph Daniel Fleming | Sr. vp, chief compliance officer, wealth management | 1 Oct 2010 | Other | 2093776 |
| Rbc Usa Holdco Corporation | Direct owner | 1 Nov 2010 | 75% - 100% | 20-0563684 |
| John Godfrey Taft | President & board member | 1 Nov 2010 | Other | 1007933 |
| Deborah Anne Freer | Ceo and coo | 1 Nov 2010 | Other | 2580102 |
| Thomas Steven Sagissor | Sr. vp, board member | 1 Jan 2011 | Other | 2429425 |
| Cathleen Bridget Tobin | Sr. md, board member | 1 Jan 2011 | Other | 1902086 |
| John Godfrey Taft | President, ceo & board member | 1 Jan 2011 | Other | 1007933 |
| Deborah Anne Freer | Md, chief operating officer | 1 Jan 2011 | Other | 2580102 |
| John Godfrey Taft | President & board member | 1 Jun 2011 | Other | 1007933 |
| Clinton Dale Lively | Non employee board member | 1 Jun 2011 | Other | 5952520 |
| Deborah Anne Freer | Chief executive officer, chief operating officer & board member | 1 Jun 2011 | Other | 2580102 |
| Matthew Todd Demonte | Md, chief operations officer | 1 Feb 2014 | Other | 5004317 |
| Blair Fleming | Md, chairman of the board | 1 Mar 2014 | Other | 5704028 |
| Blair Fleming | Chief executive officer & chairman of the board | 1 Jul 2014 | Other | 5704028 |
| John J Thurlow | Managing director, chief operating officer | 1 May 2015 | Other | 5726613 |
| Kevin Robert Genirs | Md, general counsel | 1 Oct 2015 | Other | 5827358 |
| Thomas Steven Sagissor | President of rbc wealth management, board member | 1 Apr 2016 | Other | 2429425 |
| Ahmed Kachenoura | Md, head global equity linked products | 1 Aug 2016 | Other | 4825331 |
| Brett Lane Thorne | Senior vice president, credit risk | 1 Aug 2016 | Other | 2523268 |
| Nadine Ahn | Non employee board member | 1 Aug 2016 | Other | 6709312 |
| Derek Arthur Neldner | Non employee board member | 1 Aug 2016 | Other | 6709285 |
| Thomas N Murphy | Md, head, us cm operations | 1 Oct 2016 | Other | 4519183 |
| John L. Weitzer | Md, chief compliance officer, capital markets | 1 Nov 2016 | Other | 4350211 |
| Wendy J Gorman | Non employee board member | 1 Dec 2016 | Other | 6296245 |
| Andrew Christopher Small | Senior vice president, chief compliance officer, wealth management | 1 Mar 2017 | Other | 3068715 |
| John L. Weitzer | Md, chief compliance officer, capital markets | 1 Apr 2017 | Other | 4350211 |
| David Craig Downie | Md, chief risk officer, usa | 1 Jun 2017 | Other | 5077914 |
| Eugene James Chiulli | Md, chief financial officer | 1 Nov 2017 | Other | 2976702 |
| John Christopher Walmsley | Interim general counsel | 1 Feb 2018 | Other | 4226472 |
| Andrew Christopher Small | Senior vice president, chief compliance officer, rbc wealth management - us | 1 Apr 2018 | Other | 3068715 |
| Elizabeth Eileen Bailey | Md, chief compliance officer, rbc capital markets - us | 1 Apr 2018 | Other | 4154255 |
| John Christopher Walmsley | Head of us capital markets law group | 1 May 2018 | Other | 4226472 |
| Matthew Ross Stopnik | Co-head, us investment banking & board member | 1 Nov 2018 | Other | 2580834 |
| Andrew Christopher Small | Senior vice president, chief compliance officer | 1 Nov 2018 | Other | 3068715 |
| Jonathan Tsun Yin Yu | Non-employee board member | 1 Jan 2019 | Other | 7074967 |
| Andrew Christopher Small | Svp, chief compliance officer, rbc wealth management - u.s. | 1 Feb 2019 | Other | 3068715 |
| Ryan Joseph Taylor | Chief compliance officer, rbc capital markets - u.s. | 1 Feb 2019 | Other | 4570484 |
| Edward Gray | Interim principal financial officer | 1 Feb 2019 | Other | 4246881 |