![]()
| Metropolitan Life Insurance Company | Mutual insurance company | 1 Mar 1868 | 75% - 100% | 4095 |
| Metropolitan Life Insurance Company | Mutual insurance company | 1 Mar 1968 | 75% - 100% | 4095 |
| Gary Edwin Lineberry | Director | 1 Nov 1995 | Other | 310163 |
| Vincent Gerard Vitiello | Director | 1 Nov 1995 | Other | 1059845 |
| Richard Raymond Tartre | Director | 1 Jan 1997 | Other | 442739 |
| Myra Leslie Saul | Secretary | 1 Jan 1997 | Other | 2870366 |
| Paul David Hipworth | Chief financial officer | 1 Jan 1997 | Other | 2798832 |
| Leonard Mark Bakal | Vice-president & compliance director | 1 Jan 1997 | Other | 2537778 |
| William James Wheeler | Treasurer | 1 Apr 1998 | Other | 1208521 |
| Joseph William Jordan | Director | 1 Apr 1999 | Other | 1038696 |
| Tom M Wirtshafter | Director | 1 Apr 1999 | Other | 1042793 |
| Donn George Jr Sharer | Director & senior vice president | 1 Jun 1999 | Other | 2055118 |
| George Christ | President | 1 Aug 1999 | Other | 1743431 |
| Inc. Metlife | Direct owner | 1 Apr 2000 | 75% - 100% | 13-4075851 |
| David M. Acselrod | Director | 1 Apr 2000 | Other | xxx-xx-xxxx |
| Nicholas Lawrence Iii Brecker | Director | 1 Apr 2000 | Other | xxx-xx-xxxx |
| Jeffrey Alexander Wilk | Director | 1 Apr 2000 | Other | xxx-xx-xxxx |
| David Acselrod | Director | 1 Apr 2000 | Other | 4606203 |
| William Michael Dilodovico | Operations principal | 1 May 2000 | Other | 2184004 |
| Thomas Warren Mcconnell | Director & chairman of the board | 1 Nov 2000 | Other | xxx-xx-xxxx |
| Leland C. Launer | Treasurer | 1 Mar 2001 | Other | xxx-xx-xxxx |
| Anthony J Williamson | Treasurer | 1 Oct 2001 | Other | xxx-xx-xxxx |
| Jonathan Marc Rozek | Vice president | 1 Dec 2001 | Other | xxx-xx-xxxx |
| Thomas Warren Mcconnell | President | 1 Jun 2002 | Other | xxx-xx-xxxx |
| Richard Joseph Miller | Director & chairman of the board | 1 Sep 2002 | Other | xxx-xx-xxxx |
| Gary Richard Schulte | Director | 1 Sep 2002 | Other | xxx-xx-xxxx |
| Richard Joseph Miller | President, director & chairman of the board | 1 Nov 2002 | Other | xxx-xx-xxxx |
| Jose Isidro Martinez | Assistant vice president | 1 Jan 2003 | Other | 1731896 |
| Robert Joseph Costello | Director of operations and services | 1 Jan 2003 | Other | 1349716 |
| Daniel Joseph Flynn | National sales director | 1 Mar 2003 | Other | 2371041 |
| Bette Skandalis | Vice-president, financial planning services | 1 Apr 2003 | Other | 1565251 |
| Charles Edward Jr Fuller | Director of advisory products | 1 May 2003 | Other | 1689277 |
| Michael Kevin Farrell | President & ceo | 1 Aug 2003 | Other | 854508 |
| Craig William Markham | President | 1 Sep 2003 | Other | 1383638 |
| Virgelan Ernesto Aquino | Director of operations and services | 1 Oct 2004 | Other | 2976229 |
| Leonard Mark Bakal | Chief compliance officer & money laundering compliance officer | 1 Oct 2004 | Other | 2537778 |
| Paul Etienne Regard | Director of advisory products | 1 Oct 2004 | Other | xxx-xx-xxxx |
| Michael Kevin Farrell | Director | 1 Oct 2004 | Other | 854508 |
| William John Toppeta | Director | 1 Oct 2004 | Other | 2835140 |
| Nancy Louise Ricciardi | Options principal | 1 Dec 2004 | Other | 1901005 |
| Nancy Louise Ricciardi | Senior registered options principal | 1 Feb 2005 | Other | 1901005 |
| Gwenn Carr | Secretary | 1 Feb 2005 | Other | xxx-xx-xxxx |
| Daniel Joseph Flynn | National sales director, financial planning services | 1 Apr 2005 | Other | 2371041 |
| Paul G. Cellupica | Chief legal officer | 1 Jul 2005 | Other | xxx-xx-xxxx |
| Andre Theodore Carrier | Senior registered options principal and compliance registered options principal | 1 Oct 2005 | Other | 2257728 |
| Robert Begun | Co-chief operations officer | 1 Dec 2005 | Other | 4436053 |
| Jeffrey Paul Halperin | Anti-money laundering officer | 1 Aug 2006 | Other | 2899327 |
| James Dwyer | Vice president, licensing and registration | 1 Aug 2006 | Other | xxx-xx-xxxx |
| Marc Allan Cohn | Chief compliance officer, investment adviser | 1 Sep 2006 | Other | 2464524 |
| David Michael Holtzer | Chief compliance officer, broker dealer | 1 Sep 2006 | Other | 4345697 |
| John Gregory Martinez | Vice president and financial operations principal | 1 Jan 2007 | Other | 2210722 |
| Margaret Claire Fechtmann | Co-president, msi operations and director | 1 May 2007 | Other | 1066520 |
| Thomas George Jr Hogan | Co-president, msi mlr distribution and director | 1 May 2007 | Other | 5088432 |
| Maria Morris | Co-president, msi employee benefits and director | 1 May 2007 | Other | 4683112 |
| Michael Joseph Vietri | Co-president, msi distribution and director | 1 May 2007 | Other | 1068983 |
| Eric Steigerwalt | Treasurer | 1 May 2007 | Other | xxx-xx-xxxx |
| Craig William Markham | Chief operating officer | 1 May 2007 | Other | 1383638 |
| Michael J Lacek | Chief legal officer | 1 Mar 2008 | Other | xxx-xx-xxxx |
| John Joseph Brett | Chairman of the board | 1 Mar 2008 | Other | 726194 |
| Donald Roy Kaplan | Chief compliance officer, broker dealer | 1 Dec 2008 | Other | 1727509 |
| Anthony Jay Nugent | Executive vice president, employee benefits and director | 1 May 2009 | Other | 1380505 |
| Thomas George Jr Hogan | Senior vice president, mlr distribution | 1 May 2009 | Other | 5088432 |
| Michael Joseph Vietri | Executive vice president, individual distribution and director | 1 May 2009 | Other | 1068983 |
| John Joseph Brett | President and chairman | 1 May 2009 | Other | 726194 |
| Steven Charles Day | Senior vice president, individual distribution | 1 May 2009 | Other | 1135434 |
| Steven Jeffrey Goulart | Treasurer | 1 Aug 2009 | Other | xxx-xx-xxxx |
| Jeffrey A Welikson | Secretary | 1 Aug 2009 | Other | 4731011 |
| Isaac Torres | Secretary | 1 May 2010 | Other | xxx-xx-xxxx |
| Paul Anthony Lapiana | Director | 1 Jan 2012 | Other | 2237245 |
| Elizabeth Mary Forget | Director | 1 Jun 2012 | Other | 2767945 |
| Paul Anthony Lapiana | Director | 1 Jun 2012 | Other | 2237245 |
| Andre Theodore Carrier | Chief operations officer | 1 Apr 2013 | Other | 2257728 |
| Rashid Ismail | President and chairman | 1 Apr 2013 | Other | 5860331 |
| Elizabeth Mary Forget | Director and chairman | 1 Jun 2013 | Other | 2767945 |
| Jeffrey Paul Halperin | Chief compliance officer, broker-dealer | 1 Aug 2013 | Other | 2899327 |
| Tyla Lynn Reynolds | Secretary | 1 Mar 2014 | Other | xxx-xx-xxxx |
| Robert Joseph Costello | Chief operations officer | 1 Jun 2014 | Other | 1349716 |
| Sean Andrew Murphy | Vice-president | 1 Jul 2014 | Other | 1963911 |
| David Myers Mink | Chief operations officer | 1 Sep 2014 | Other | 2606831 |
| Tina Marie Honkus | Vice-president, licensing and registration | 1 Dec 2014 | Other | 1288648 |
| Orlando Rafael Jr Cruz | President and director | 1 Dec 2014 | Other | 2311194 |
| Myles Joseph Lambert | Director | 1 Feb 2015 | Other | 3107551 |
| Amy Francella | Vp & associate general counsel | 1 Nov 2015 | Other | 1881552 |
| Orlando Rafael Jr Cruz | President and director | 1 Mar 2016 | Other | 2311194 |
| Mary Bea Wilkinson | Director | 1 Mar 2016 | Other | 2159909 |
| Massachusetts Mutual Life Insurance Company | Direct owner | 1 Jul 2016 | 75% - 100% | 04-1590850 |